GPSR Risk Analysis

GPSR Risk Analysis – WordPress Compatible Version

GPSR Risk Analysis
Regulation (EU) 2023/988

Complete Guide for Economic Operators

Manufacturers
Importers
Distributors
Resellers

The Regulation (EU) 2023/988 on general product safety (General Product Safety Regulation, GPSR) introduces a stringent requirement for manufacturers: to perform an internal risk analysis on every consumer product before placing it on the market.

Below, this obligation, its practical implications for all economic operators (manufacturers, importers, distributors, and resellers), and the correct methods for conducting a GPSR risk analysis are examined.

Ing. Antonio Gargasole

AUTHOR: ENGR. ANTONIO GARGASOLE

Expert consultant in non-food product compliance.

20 years of direct experience in European Large-Scale Retail.

I help companies prevent risks and penalties.

The Regulatory Obligation for GPSR Risk Analysis

Art. 9, paragraph 2, letter a) of Regulation (EU) 2023/988:

Before placing their products on the market, manufacturers shall carry out an internal risk analysis and draw up technical documentation containing at least a general description of the product and its essential characteristics relevant to assessing its safety.

Where appropriate with regard to the possible risks associated with the product, the technical documentation shall also contain:

(a) an analysis of the possible risks associated with the product and of the solutions adopted to eliminate or mitigate such risks, including the results of any reports concerning tests carried out by the manufacturer or by a third party on its behalf;

Hazard vs Risk: The Fundamental Distinction

A correct GPSR risk analysis begins with a clear understanding of the difference between hazard and risk.

HAZARD

A potential source of harm, something that has the capacity to cause a negative effect (e.g., an injury, illness, material damage). It is an intrinsic property.

RISK

Probability that the hazard will actually cause harm, combined with the severity of that harm. Risk only exists if there is exposure to the hazard.

In summary: The hazard is the thing that can cause harm, the risk is the likelihood that it will cause harm and how much.

Example: Sharp Kitchen Knife

HAZARD

The sharp blade of the knife (it has the potential to cut).

LOW RISK

The knife is stored correctly in a block, handled carefully by an experienced adult. The probability of an accidental cut is low.

HIGH RISK

The same knife is left on the edge of a table where children are playing, unsupervised. The probability of a child getting cut is high.

Without hazard, there is no risk. However, a hazard does not always translate into a high risk: it depends on how it is managed and the probability of an incident occurring.

General Objective of Risk Management

Minimize the risks associated with the inherent hazards of products through GPSR risk analysis.

What does Article 9 entail for manufacturers?

Manufacturers must ALWAYS perform an internal risk analysis

Before placing EVERY product on the EU market, they must:

Identify all potential hazards the product might present throughout its entire lifecycle and under foreseeable conditions of use (including reasonably foreseeable misuse);
Estimate and evaluate the associated risks.

The result of this activity is the understanding of the “essential characteristics (of the product) relevant to assessing its safety”, which must be described in the technical documentation. These characteristics cannot be identified without first analyzing the risks.

The risk analysis activity may conclude at this point for simple products with low or obvious risks.

Example: Terracotta Flower Pot

Terracotta flower pot - example of simple GPSR risk analysis

Simple product, unglazed, small dimensions

Internal Risk Analysis:

Hazard Identification:
  • Instability: Possibility of the pot tipping over
  • Mechanical: Sharp edges or breaking into fragments
  • Chemical: Release of substances from the material
Risk Assessment:
  • Tipping over: Low (stable design)
  • Edges/fragments: Low (well-finished)
  • Chemical: Negligible (natural terracotta)
Safety Features:
  • Design with a stable base
  • Rounded upper edges
  • Natural, untreated terracotta

Conclusion: A detailed written GPSR risk analysis as per Art. 9(2)(a) does not seem “appropriate” in this case: the risks are minimal, easily identifiable, and mitigated by basic design features.

When is a detailed analysis necessary?

In the case of products with significant, complex, or less obvious risks, it is necessary for the technical documentation to contain “an analysis of the possible risks associated with the product and of the solutions adopted to eliminate or mitigate such risks”.

Specific document must include:

The inherent hazards
The specific risks identified as “possible”
The mitigation measures adopted
Objective evidence (tests, calculations, certifications)
Demonstration that the residual risk is acceptable

Principle of Proportionality

The inclusion of this detailed document in the technical documentation is required “where appropriate with regard to the possible risks associated with the product” based on a principle of proportionality to demonstrate the product’s safety and the manufacturer’s due diligence.

Example: Children’s Toy Storage Cabinet

Children's toy cabinet - example of complex GPSR risk analysis

Not classifiable as a toy itself, but intended for a child’s room

Hazard Identification (examples):

  • Instability: tipping over if a child climbs on it
  • Mechanical: sharp edges, entrapment, small parts
  • Chemical: harmful substances from materials, paints, glues

Risk Assessment:

High probability of interaction…

  • Tipping over: Significant (tendency to climb)
  • Entrapment: Significant (curiosity and size)
  • Chemical: Significant (sensitivity and prolonged exposure)

Technical Documentation Required per Art. 9(2)(a):

Tipping Analysis

Design solutions and stability tests

Mechanical Analysis

Safe spaces, robust fixings, standard compliance

Chemical Analysis

Non-toxic materials, material tests

Conclusion: It is “appropriate” to conduct a comprehensive GPSR risk analysis as products intended for children require greater diligence. Authorities expect detailed documentation for this vulnerable user group.

Criteria for determining the required level of detail

The decision on how much detail to include in the written risk analysis depends on a responsible assessment by the manufacturer, considering:

The complexity of the product
The nature and severity of the risks
The user population (children, elderly, vulnerable users)
The need to objectively demonstrate to surveillance authorities
The general safety obligation to be met
Protection from “effective, proportionate, and dissuasive” sanctions

Warning: For products with greater or less obvious risks, a scant and inadequately structured risk analysis would be difficult to defend and could be grounds for dispute or sanctions.

How to conduct an effective GPSR risk analysis

GPSR risk analysis requires a holistic approach, covering the entire product lifecycle: from design and production, to consumer use (intended use and reasonably foreseeable misuses), up to post-sale phases such as maintenance, repair, and disposal.

Design
Production
Use
Maintenance
Disposal

Aspects of the assessment according to Art. 6 of the Regulation

Intrinsic characteristics

  • Technical design
  • Materials and components
  • Structural robustness
  • Stability
  • Chemical properties
  • Flammability
  • Composition
  • Packaging
  • Instructions for use

Combined use

  • Effect on other products
  • Interaction with environment
  • Indoor/outdoor use
  • Humid environment
  • Presence of children
  • Climatic conditions

Presentation

  • Labeling
  • Packaging
  • Product design
  • Advertising
  • Information provided
  • Consumer communication

Target audience

  • Intended users
  • Vulnerable users
  • Children
  • Elderly
  • People with disabilities
  • At-risk categories

Misuse

  • Use other than intended
  • Reasonably foreseeable
  • Common errors
  • Unforeseen creative uses
  • Ex: chair used as a ladder

Post-sale lifecycle

  • Maintenance
  • Lifespan
  • Disposal
  • Repair
  • Safety over time

Risks from new technologies and cybersecurity

Obligation, where relevant to the nature of the product, to consider cybersecurity aspects and “smart” functionalities. If the product is digital or connected, one must evaluate:

  • Hacking risks
  • Loss of connection
  • Malicious use
  • Compromise of privacy
  • Artificial intelligence
  • Machine learning
  • Behavioral evolution
  • New emerging risks

Importance of professional competence

Implementing such a comprehensive and articulated risk analysis requires competent work and cannot be improvised nor, much less, can it be based solely on supplier self-declarations that… “everything is fine!”.

Determining and quantifying the level of risk

Methodological flexibility

Regulation (EU) 2023/988 (GPSR) does not impose the adoption of a specific methodology for conducting the risk analysis. Manufacturers have a certain flexibility in choosing the methodological approach they deem most appropriate for the nature of the product and its associated risks.

Primary objective

To prove that, following the application of adequate mitigation measures, any residual risk associated with the product is such that it does not compromise its conformity with the definition of a “safe product”, as established by Article 5 of the GPSR.

Definition of “safe product” – Art. 5 GPSR

A product is safe if, under normal or reasonably foreseeable conditions of use, it presents no risk or only minimal risks, compatible with the use of the product and considered acceptable in observance of a high level of protection of the health and safety of persons.

Analytical and objective approach

To achieve the safety objective, it is essential that the level of risk is assessed and, where possible, quantified. Such quantification should preferably result from an analytical and objective process.

Advantages of the objective approach:

  • Strengthens the validity of the assessment
  • Demonstrates the manufacturer’s due diligence
  • Ensures consumer safety
  • Protects against challenges from authorities

Fundamental factors:

Severity
of the potential harm
Probability of occurrence
of such harm
GPSR risk analysis matrix - Probability and severity assessment methodology

To which products does the GPSR risk analysis obligation apply?

Included products

All consumer products
Used, repaired, or refurbished products placed on the consumer market
Harmonized products (with CE marking) when the analysis fills gaps on specific untreated risks

Excluded products

Products already fully covered by harmonized safety regulations
Examples: toys, medical devices, machinery (if fully covered by the specific regulation)

Complementarity for harmonized products

The GPSR risk analysis also applies to harmonized products (e.g., those bearing the CE mark) when it constitutes a complement to existing requirements, filling gaps on specific types of risk not addressed by them.

Examples of complementary risks:
  • Risks from new technologies
  • Impacts on consumers’ mental health
  • Cybersecurity risks
  • Aspects not covered by specific legislation

Obligations of other economic operators

Who is the “manufacturer” according to the GPSR?

‘manufacturer’ means any natural or legal person who manufactures a product or has a product designed or manufactured, and markets that product under that person’s name or trademark.

Risk analysis is a specific obligation for manufacturers.

Importers

They must ensure that the manufacturer has fulfilled the risk analysis obligations before placing the product on the EU market.

Distributors

They must verify that the entity preceding them in the supply chain has complied with applicable obligations.

Resellers

They must ensure that the products they market comply with the safety obligations provided by the GPSR.

Joint liability of the supply chain

Each economic operator must ensure that the entity preceding it in the supply chain has fulfilled its applicable obligations, otherwise they may incur sanctions and civil liability actions if an unsafe product causes damage.

⚠️ WARNING: The entire supply chain can be held responsible if a dangerous product is put on sale without the manufacturer having fulfilled its safety obligations!

The correct application of GPSR risk analysis requires attention, method, and specific expertise.

To support economic operators (manufacturers, importers, distributors, and resellers) in fulfilling these obligations and ensuring the safety and compliance of their products, I offer personalized consulting services.

Support for GPSR Risk Analysis

I am available for an initial, no-obligation exploratory meeting.

Risk Analysis

Complete and GPSR-compliant drafting

Technical Documentation

Preparation of required documentation

Regulatory Compliance

Verification and validation of compliance

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